上田八木証券株式会社

銀行等の登録金融機関による投資信託受益証券販売業務解禁。 上田短資株式会社東京営業部投信チーム発足。 機関投資家向け私募投信販売業務を開始。

Commercial banks permitted to distribute investment trusts under the Securities and Exchange Law of Japan. Ueda Tanshi started its hedge funds distribution business.

上田短資株式会社と八木短資株式会社が合併し、 上田八木短資株式会社が発足。投資信託部へと昇格。

Ueda Tanshi merged with Yagi Tanshi and changed its business name to Ueda Yagi Tanshi Co., Ltd. Trust Fund Division was organized to conduct hedge funds distribution business.

上田八木短資証券準備株式会社設立。

Ueda Yagi Tanshi Securities (Preparation) Co., Ltd. was formed.

証券取引法に基づく証券業登録が完了し、「上田八木証券株式会社」に商号変更。

The company was registered as a “Securities Company” under the Securities and Exchange Law of Japan and changed its company name to Ueda Yagi Securities Co., Ltd.

投資信託部の業務を移管し、上田八木証券株式会社開業。 金融商品取引法に基づく金融商品取引業者（第一種金融商品取引業）の登録。

Ueda Yagi Tanshi Co., Ltd. transferred its hedge fund distribution business to Ueda Yagi Securities Co., Ltd. (“UYS”) UYS commenced securities business and was registered as a “Financial Instruments Business Operator” with the Financial Services Agency of Japan pursuant to the Financial Instruments and Exchange Law of Japan. (Type I Financial Instruments Business)

投資助言・代理業の兼業登録。 オルタナティブ投資に関する投資助言業務を開始。

Amendment to the registration (adding Investment Advisory & Agency Business to our line of business) was filed under the Financial Instruments and Exchange Law of Japan.

投資運用業（投資一任業務）の兼業登録。 オルタナティブ投資に関する投資一任業務を開始。

Amendment to the registration (adding Discretionary Investment Management Business to our line of business) was filed under the Financial Instruments and Exchange Law of Japan.

第二種金融商品取引業の兼業登録。 リミテッドパートナーシップの私募の取扱い業務を開始。

Amendment to the registration (adding LPS distribution business (Type II Financial Instruments Business) to our line of business) was filed under the Financial Instruments and Exchange Law of Japan.